Dates of Event & Pricing

$249 for Webinar and Playback*

*Playback has no expiration and may be shared internally.

  • Monday, September 12, 2019

  • 2:00 – 3:00 pm (Eastern Time)

  • 1:00 – 2:00 pm (Central Time)

  • 12:00 – 1:00 pm (Mountain Time)

  • 11:00 – 12:00 pm (Pacific Time)

Curriculum

This compliance webinar will provide attendees an understanding of the importance of moving from a manual risk management environment to a more enhanced automated rules-based risk program.

This risk training is perfect for financial institutions worried about how to keep up with compliance requirements while still working with excel spreadsheets, depending on one or a few individuals to get through audits and implement new regulations and having to go to different systems to obtain data for reporting purposes. Training will focus on the top compliance automation and how to effectively implement and significantly improve your efficiencies while strengthening risk management and internal controls.

Topics Covered:

  • Vendor management technology
  • Regulation E Error Resolution technology and workflows
  • Customer Identification Program exception workflows
  • Risk assessment technology and workflows
  • Policy and procedure technology management
  • Board reporting technology and management
  • Internal audit technology and management 
 

Instructor

Secura Risk Management / Founder Terri Sands

Throughout her career, Terri has served as a leader in the payments and fraud prevention industry, providing education, risk management and compliance consulting and support services geared toward the specific needs of financial organizations. Terri is an Advanced Certified Anti-Money Laundering Specialist, an At-Risk Adult Crime Specialist and an Accredited ACH Professional. Prior to founding Secura, Terri served as co-founder of Payments Information Circle (PIC), a service organization providing payments industry education, auditing, consulting, resources, and support services to financial organizations throughout the country. Prior to her work at PIC, Terri also served as the President of GACHA, a non-profit, regional payments association where she provided strategic direction for financial institutions in the payments industry. Terri began her career in payments as a Senior Analyst with the Federal Reserve Bank of Atlanta where she provided training throughout the Sixth District and served on the Federal Reserve ACH Conversion Team that consolidated ACH Services for all branch locations in the Sixth District.

Credits


1.0 CPE Credits & 1.2 AAP Credits