Dates of Event & Pricing

$249 for Webinar and Playback*

*Playback has no expiration and may be shared internally.

  • Thursday, September 26, 2019

  • 2:00 – 3:00 pm (Eastern Time)

  • 1:00 – 2:00 pm (Central Time)

  • 12:00 – 1:00 pm (Mountain Time)

  • 11:00 – 12:00 pm (Pacific Time)

Curriculum

A significant BSA regulatory requirement is performing high risk reviews.  The purpose of high-risk reviews is to ensure that the financial institution has identified, recognized the risks and documented the aggregated risks associated with the continuation of a high-risk customer.  This webinar will take attendees through a detailed review of how high-risk reviews should be performed, leading practices on what should be included in the high-risk review and how the financial institutions should incorporate the physical onsite visits into the overall review of such high-risk reviews.  

Topics include:

  • Background information relating to the high-risk customer
  • FFIEC guidelines for determining high risk customers
  • FinCEN expectations for high-risk reviews
  • Important components to include in your high-risk reviews;
  • Common regulatory findings in high-risk reviews;
  • Recent enforcement actions addressing weak high-risk programs
  • Leading business practices for performing and tracking ongoing high-risk reviews.


Who Should Attend?

  • Front line BSA/AML Staff
  • Account Opening Staff
  • Risk Managers
  • BSA/AML Officers
  • Compliance Officers
  • BSA/AML Audit Staff
  • Auditors
  • BSA/AML Consultants

Instructor

Secura Risk Management / Founder Terri Sands

Throughout her career, Terri has served as a leader in the payments and fraud prevention industry, providing education, risk management and compliance consulting and support services geared toward the specific needs of financial organizations. Terri is an Advanced Certified Anti-Money Laundering Specialist, an At-Risk Adult Crime Specialist and an Accredited ACH Professional. Prior to founding Secura, Terri served as co-founder of Payments Information Circle (PIC), a service organization providing payments industry education, auditing, consulting, resources, and support services to financial organizations throughout the country. Prior to her work at PIC, Terri also served as the President of GACHA, a non-profit, regional payments association where she provided strategic direction for financial institutions in the payments industry. Terri began her career in payments as a Senior Analyst with the Federal Reserve Bank of Atlanta where she provided training throughout the Sixth District and served on the Federal Reserve ACH Conversion Team that consolidated ACH Services for all branch locations in the Sixth District.

Credits

1.0 CPE Credits & 1.2 AAP Credits