Dates of Event & Pricing

$295 for Webinar and Playback*

*Playback has no expiration.

  • Thursday, September 8, 2022

  • 2:00 – 3:00 pm (Eastern Time)

  • 1:00 – 2:00 pm (Central Time)

  • 12:00 – 1:00 pm (Mountain Time)

  • 11:00 – 12:00 pm (Pacific Time)

Curriculum

This program designed to provide new employees in client facing or other key areas an overview of the requirements of a BSA/AML program for financial institutions. BSA Basics is designed to provide attendees with a working knowledge of BSA/AML and OFAC requirements, providing a practical roadmap for understanding and mitigating BSA and OFAC risks. 

Topics include:

  • BSA and Money Laundering Overview
  • Examples of Money Laundering
  • Breakdown of the five pillars of BSA
  • A general overview of many key BSA requirements including SARs, CTRs, CIP, 314(a), 314(b), OFAC, record keeping requirements, and others.
  • The impact and result of money laundering

 

Who Should Attend?

  • Client Facing Teams
  • Deposit Operations/Electronic Banking
  • BSA and Fraud
  • Compliance Officers 
  • Internal Audit
  • Information Security/Technology 
  • Senior Management 

Instructor

Secura Risk Management / Founder Terri Sands

Throughout her career, Terri has served as a leader in the payments and fraud prevention industry, providing education, risk management and compliance consulting and support services geared toward the specific needs of financial organizations. Terri is an Advanced Certified Anti-Money Laundering Specialist, an At-Risk Adult Crime Specialist and an Accredited ACH Professional. Prior to founding Secura, Terri served as co-founder of Payments Information Circle (PIC), a service organization providing payments industry education, auditing, consulting, resources, and support services to financial organizations throughout the country. Prior to her work at PIC, Terri also served as the President of GACHA, a non-profit, regional payments association where she provided strategic direction for financial institutions in the payments industry. Terri began her career in payments as a Senior Analyst with the Federal Reserve Bank of Atlanta where she provided training throughout the Sixth District and served on the Federal Reserve ACH Conversion Team that consolidated ACH Services for all branch locations in the Sixth District.

Credits

1.0 CPE Credits & 1.2 AAP Credits