Dates of Event & Pricing

$295 for Webinar and Playback*

*Playback has no expiration.

  • Thursday, May 9, 2024

  • 2:00 – 3:00 pm (Eastern Time)

  • 1:00 – 2:00 pm (Central Time)

  • 12:00 – 1:00 pm (Mountain Time)

  • 11:00 – 12:00 pm (Pacific Time)

Curriculum

A significant BSA regulatory requirement is ongoing review of higher risk clients.  Periodic high-risk reviews help financial institutions ensure they have updated Customer Due Diligence and identified risks associated with a client that presents an elevated level of risk due to the nature of their business or other factors.  

This compliance webinar provides attendees best practices of how a review should be performed, leading practices on what should be included in the high-risk review and how the financial institutions should incorporate the physical onsite visits into the overall review of such high-risk review.

Topics include:

  • Background information relating to the high-risk customer
  • FFIEC guidance for determining high risk customers
  • Important components to include in your high-risk reviews
  • Common audit findings in high-risk reviews
  • Leading business practices for performing and tracking ongoing high-risk reviews.

 

Who Should Attend?

  • BSA and Fraud
  • Client Facing Teams
  • Deposit Operations/Electronic Banking
  • Treasury Sales and Operations
  • Compliance Officers
  • Internal Audit
  • Information Security/Technology
  • Senior Management

Instructor

Secura Risk Management / Founder Terri Sands

Throughout her career, Terri has served as a leader in the payments and fraud prevention industry, providing education, risk management and compliance consulting and support services geared toward the specific needs of financial organizations. Terri is an Advanced Certified Anti-Money Laundering Specialist, an At-Risk Adult Crime Specialist and an Accredited ACH Professional. Prior to founding Secura, Terri served as co-founder of Payments Information Circle (PIC), a service organization providing payments industry education, auditing, consulting, resources, and support services to financial organizations throughout the country. Prior to her work at PIC, Terri also served as the President of GACHA, a non-profit, regional payments association where she provided strategic direction for financial institutions in the payments industry. Terri began her career in payments as a Senior Analyst with the Federal Reserve Bank of Atlanta where she provided training throughout the Sixth District and served on the Federal Reserve ACH Conversion Team that consolidated ACH Services for all branch locations in the Sixth District.

Credits

1.0 CPE and 1.2 AAP Credits