Dates of Event & Pricing

$249 for Webinar and Playback*

*Playback has no expiration and may be shared internally.

  • Wednesday, October 2, 2019

  • 2:00 – 3:00 pm (Eastern Time)

  • 1:00 – 2:00 pm (Central Time)

  • 12:00 – 1:00 am (Mountain Time)

  • 11:00 – 12:00 am (Pacific Time)

Curriculum

BSA Officers are beginning to hear the requirement to complete a BSA Model Validation on their BSA Program. Although model validation has been around for years, the trending of regulatory requirements for performing BSA Model Validation has increased over the past few years based on increased BSA consent orders and the need to understand the effectiveness of your BSA program. This compliance webinar training will focus on the importance of knowing the significance of performing such validation, what type of information will be requested during the validation, what to expect, and how to select a qualified vendor for performing such review.  

Topics covered:

  • Defining BSA Model Validation
  • Regulatory Requirements and Expectations;
  • Difference between BSA Model Validation and Data Validation;
  • Components of BSA Model Validation;
  • Secondary Testing to implement for testing ongoing effectiveness of your BSA Program;
  • Important Guidance for Selecting a BSA Model Validation service provider.


Who Should Attend?

  • BSA/AML Officers
  • BSA/AML Audit Staff
  • Account Opening Staff
  • Risk Managers
  • Compliance Officers
  • Internal Auditors

Instructor

Secura Risk Management / Founder Terri Sands

Throughout her career, Terri has served as a leader in the payments and fraud prevention industry, providing education, risk management and compliance consulting and support services geared toward the specific needs of financial organizations. Terri is an Advanced Certified Anti-Money Laundering Specialist, an At-Risk Adult Crime Specialist and an Accredited ACH Professional. Prior to founding Secura, Terri served as co-founder of Payments Information Circle (PIC), a service organization providing payments industry education, auditing, consulting, resources, and support services to financial organizations throughout the country. Prior to her work at PIC, Terri also served as the President of GACHA, a non-profit, regional payments association where she provided strategic direction for financial institutions in the payments industry. Terri began her career in payments as a Senior Analyst with the Federal Reserve Bank of Atlanta where she provided training throughout the Sixth District and served on the Federal Reserve ACH Conversion Team that consolidated ACH Services for all branch locations in the Sixth District.

Credits

1.0 CPE Credits & 1.2 AAP Credits